Kenneth Sadowsky - 18 Nov 2022 Form 4 Insider Report for Vita Coco Company, Inc. (COCO)

Role
Director
Signature
By: Yolanda Goettsch, Attorney-in-Fact For: Kenneth Sadowsky
Issuer symbol
COCO
Transactions as of
18 Nov 2022
Transactions value $
$105,150
Form type
4
Filing time
22 Nov 2022, 15:56:48 UTC
Previous filing
02 Jun 2022
Next filing
06 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COCO Common Stock Purchase $52,500 +5,000 +0.81% $10.5 623,383 18 Nov 2022 Direct F1
transaction COCO Common Stock Purchase $52,650 +5,000 +0.8% $10.53 628,383 22 Nov 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding COCO Deferred Stock Units 5,757 18 Nov 2022 Common Stock 5,757 Direct F3
holding COCO Non-Qualified Stock Option (right to buy) 27,300 18 Nov 2022 Common Stock 27,300 $10.18 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.45 to $10.55, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.50 to $10.55, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F3 Each deferred RSU represents the right to receive one share of common stock of the company. The deferred RSUs granted under the company's 2021 Incentive Award Plan vest in full on the earlier of (i) the day immediately preceding the first Annual Meeting after the grant date or (ii) the first anniversary of the grant date provided that the Reporting Person remains in continuous service on the applicable vesting date, and will settle on June 1, 2027.
F4 The stock option vests in three equal annual installments beginning on January 2, 2021.