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Signature
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/s/ Jae Kim as Attorney-in-Fact
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Issuer symbol
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LITE
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Transactions as of
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15 Nov 2025
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Transactions value $
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-$1,260,579
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Form type
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4
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Filing time
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18 Nov 2025, 21:16:08 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Wupen Yuen |
PRESIDENT, GLOBAL BUS. UNITS |
C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE, SAN JOSE |
/s/ Jae Kim as Attorney-in-Fact |
18 Nov 2025 |
0001489550 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
LITE |
Common Stock |
Tax liability |
-$866K |
-3.73K |
-3.69% |
$232.15 |
97.5K |
15 Nov 2025 |
Direct |
F1 |
| transaction |
LITE |
Common Stock |
Sale |
-$192K |
-821 |
-0.84% |
$234.14 |
96.7K |
17 Nov 2025 |
Direct |
F2 |
| transaction |
LITE |
Common Stock |
Sale |
-$202K |
-821 |
-0.85% |
$246.00 |
95.9K |
18 Nov 2025 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: