Matthew A. Engel - Apr 1, 2025 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Role
Chief Financial Officer
Signature
/s/ Tracy Lowe, as power of attorney for Matthew A. Engel
Stock symbol
FOA
Transactions as of
Apr 1, 2025
Transactions value $
-$85,083
Form type
4
Date filed
4/3/2025, 04:25 PM
Previous filing
Nov 19, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FOA Class A Common Stock Options Exercise $0 +10.8K +135.26% $0.00 18.8K Apr 1, 2025 Direct F1
transaction FOA Class A Common Stock Tax liability -$85.1K -4K -21.24% $21.26 14.8K Apr 1, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FOA Restricted Stock Units Options Exercise $0 -10.8K -33.33% $0.00 21.7K Apr 1, 2025 Class A Common Stock 10.8K Direct F3
transaction FOA Restricted Stock Units Award $0 +42.2K $0.00 42.2K Apr 1, 2025 Class A Common Stock 42.2K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
F2 Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.
F3 Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2024, subject to the Reporting Person's continued employment.
F4 Represents additional RSUs granted to the Reporting Person on April 1, 2025. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest on the first, second, and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment.