John Lai - 26 May 2021 Form 4 Insider Report for PetVivo Holdings, Inc. (PETV)

Role
CEO, Director, 10%+ Owner
Signature
/s/ John Lai
Issuer symbol
PETV
Transactions as of
26 May 2021
Transactions value $
$0
Form type
4
Filing time
28 May 2021, 12:15:46 UTC
Next filing
10 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PETV Common Stock Options Exercise +36,915 +4.2% 907,992 26 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PETV Common Stock Warrant Conversion of derivative security -42,188 -18% 186,817 26 May 2021 Common Stock 42,188 $1.33 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 John Lai converted 42,188 warrants for common stock with an exercise & conversion price of $1.33 per share into 36,915 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature.