Steven Lang - Dec 19, 2016 Form 4 Insider Report for BARFRESH FOOD GROUP INC. (BRFH)

Role
Director, 10%+ Owner
Signature
/s/ Steven Lang
Stock symbol
BRFH
Transactions as of
Dec 19, 2016
Transactions value $
$0
Form type
4
Date filed
7/6/2021, 05:30 PM
Next filing
Sep 26, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRFH Common Stock Other +139K +69.3% 339K Feb 13, 2017 Direct F1
transaction BRFH Common Stock Purchase +17.6K +0.09% 19.1M Dec 28, 2017 Sidra Pty Ltd F2
transaction BRFH Common Stock Purchase +54.7K +0.29% 19.1M Dec 28, 2018 Sidra Pty Ltd F2
transaction BRFH Common Stock Other +60K 60K Mar 14, 2020 Hodumo Pty Ltd F3
transaction BRFH Common Stock Other +319K +532.28% 379K Mar 23, 2020 Hodumo Pty Ltd F4
transaction BRFH Common Stock Other +137K +36.08% 516K Sep 28, 2020 Hodumo Pty Ltd F5
transaction BRFH Common Stock Other +53.8K +10.42% 570K May 26, 2021 Hodumo Pty Ltd F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BRFH Stock option Award +167K 167K Dec 19, 2016 Common Stock 167K $0.74 Direct F6
transaction BRFH Stock option Award +40.3K 40.3K Jan 17, 2017 Common Stock 40.3K $0.77 Direct F6
transaction BRFH Stock option Award +64.7K 64.7K Jan 16, 2018 Common Stock 64.7K $0.50 Direct F6
transaction BRFH Stock option Award +59K 59K Jul 16, 2018 Common Stock 59K $0.60 Direct F6
transaction BRFH L Warrant M2 Award +80.6K 80.6K Nov 30, 2018 Common Stock 80.6K $0.60 Hodumo Pty Ltd F7
transaction BRFH Stock option Award +53.7K 53.7K Jan 16, 2019 Common Stock 53.7K $0.65 Direct F6
transaction BRFH Stock option Award +71.8K 71.8K Jul 15, 2019 Common Stock 71.8K $0.47 Direct F6
transaction BRFH O Warrants Award +160K 160K Mar 23, 2020 Common Stock 160K $0.60 Hodumo Pty Ltd F4
transaction BRFH P Warrants Award +180K 180K Mar 23, 2020 Common Stock 180K $0.60 Hodumo Pty Ltd F4
transaction BRFH O Warrants Award +68.4K 68.4K Sep 28, 2020 Common Stock 68.4K $0.60 Hodumo Pty Ltd F5
transaction BRFH P Warrants Award +77.1K 77.1K Sep 28, 2020 Common Stock 77.1K $0.60 Hodumo Pty Ltd F5
holding BRFH J Warrant 44.1K Dec 19, 2016 Common Stock 44.1K $0.75 Sidra Pty Ltd
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were issued as incentive compensation.
F2 Shares were acquired through a cashless exercise of a warrant.
F3 Shares were issued in lieu of interest on its M1 convertible note, valued according to the terms of the note at $0.60 per share.
F4 On March 23, 2020, Hodumo received shares of common stock upon conversion of its convertible note and warrants for participation in the conversion.
F5 On September 28, 2020, Hodumo received additional shares due to a price adjustment on the convertible note conversion, as well as additional warrants.
F6 Stock option granted as non-employee director compensation.
F7 Issued in connection with investment in note.