James R. Shipley - 20 Aug 2021 Form 4 Insider Report for Surna Inc. (CEAD)

Role
Director
Signature
/s/ James R. Shipley
Issuer symbol
CEAD
Transactions as of
20 Aug 2021
Net transactions value
$0
Form type
4
Filing time
24 Aug 2021, 17:00:34 UTC
Next filing
18 Jan 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CEAD Nonqualified Stock Options (right to buy) Award +115,385 115,385 20 Aug 2021 Common Stock 115,385 $0.0650 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of non-qualified stock options to purchase 115,385 shares of common stock at an exercise price of $0.065, the closing price of Issuer's common stock on August 19, 2021, which were vested and exercisable on the date of grant. These options were granted in connection with the Reporting Person's services as director in 2021. The options expire on August 20, 2031.