Adam Berk - 21 Jul 2020 Form 4 Insider Report for Stem Holdings, Inc. (STMH)

Role
Chief Executive Officer, Director
Signature
/s/ Adam Berk
Issuer symbol
STMH
Transactions as of
21 Jul 2020
Transactions value $
$1,759,183
Form type
4
Filing time
10 Sep 2021, 06:06:06 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STMH Common Stock Award $130,717 +318,822 +12% $0.41* 2,897,038 21 Jul 2020 Direct F1
transaction STMH Common Stock Award $26,428 +64,460 +2.2% $0.41* 2,961,498 17 Jul 2020 Direct F1
transaction STMH Common Stock Award $12,300 +30,000 +1% $0.41* 2,991,498 17 Jul 2020 Direct F1
transaction STMH Common Stock Award $12,300 +30,000 +1% $0.41* 3,021,498 17 Jul 2020 Direct F1
transaction STMH Common Stock Award $41,000 +100,000 +3.3% $0.41* 3,121,498 17 Jul 2020 Direct F1
transaction STMH Common Stock Award $49,200 +120,000 +3.8% $0.41* 3,241,498 17 Jul 2020 Direct F1
transaction STMH Common Stock Award $320,487 +781,676 +24% $0.41* 4,023,174 17 Jul 2020 Direct F1
transaction STMH Common Stock Award $960,000 +3,200,000 +80% $0.3* 7,223,174 05 Nov 2020 Direct F1
transaction STMH Common Stock Award $186,750 +225,000 +3.1% $0.83* 7,448,174 03 Feb 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STMH Options Award $20,000 +200,000 $0.1* 200,000 04 Mar 2019 Common 200,000 $0.1 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Grant by Company