Steven Hubbard - 16 Jul 2021 Form 4 Insider Report for Stem Holdings, Inc. (STMH)

Signature
/s/ Steven Hubbard
Issuer symbol
STMH
Transactions as of
16 Jul 2021
Net transactions value
+$239,308
Form type
4
Filing time
10 Sep 2021, 06:09:58 UTC

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STMH Common Stock Award $47,308 +124,495 +17% $0.3800* 853,007 16 Jul 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STMH Options Award $140,000 +100,000 $1.40* 100,000 01 Jun 2019 Common Stock 100,000 $1.40 Direct
transaction STMH Options Award $52,000 +100,000 +100% $0.5200* 200,000 01 Jun 2020 Common Stock 100,000 $0.5200 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.