Alan H. Channing - 09 Sep 2021 Form 3 Insider Report for Clearday, Inc. (CLRD)

Role: Director
Signature: /s/ Alan H. Channing
Issuer symbol: CLRD
Transactions as of: 09 Sep 2021
Net transactions value: $0
Form type: 3
Filing time: 10 Sep 2021, 18:54:25 UTC
Next filing: 14 Jun 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CLRD	Common Stock, par value $0.001 per share						103,721	09 Sep 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CLRD	Series F Preferred Stock							09 Sep 2021	Common Stock	97,759		Direct	F1, F2
holding	CLRD	Warrants							09 Sep 2021	Common Stock	23,846	$5.00	Direct	F1
holding	CLRD	Clearday Alternative Care OZ Fund LP Units							09 Sep 2021	Common Stock	14,771		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each security may be converted or exchanged at the holder's option, but limited to the extent that reporting person's resulting beneficial ownership (incl. shares owned by reporting person's affiliates (as defined by the Securities Act) would exceed 4.99%, unless limitation is waived by the reporting person's by notice of at least 61 days to the Issuer.
F2	No exercise price or expiration date. Exchange rate for this security is 1 preferred stock to 2.384656 common stock.
F3	Exchange rate equal to (i) the aggregate investment amount plus accrued dividends at 10.25% per annum (assumed $118,170), (ii) divided by 80% of the common stock 20 consecutive day volume weighted closing price preceding the conversion date (assumed $10.00).