Crowdex Investment, LLC - Dec 9, 2021 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)

Role: 10%+ Owner
Signature: /s/ David Peterson, Manager of Crowdex Investment, LLC
Stock symbol: ASTI
Transactions as of: Dec 9, 2021
Transactions value $: $0
Form type: 4
Date filed: 12/13/2021, 03:15 PM
Next filing: Mar 2, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASTI	Common Stock	Conversion of derivative security	$273K	+2.73B	+22.71%	$0.00^*	14.7B	Dec 9, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ASTI	Convertible Promissory Note	Conversion of derivative security	-$273K	-2.73B	-100%	$0.00^*	0	Dec 9, 2021	Common Stock, par value $0.0001 per share	2.73B	$0.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This joint filing includes Mr. Bernd Fortsch who is the 100% indirect owner of Crowdex Investment, LLC.
F2	Represents $272,520.53 of outstanding principal and interest calculated through December 9, 2021, on which date such amount converted into shares of Common Stock at a conversion price per share of $0.0001.