Dennis A. Wong - 17 Dec 2021 Form 4 Insider Report for FG Financial Group, Inc. (FGF)

Role
Director
Signature
/s/ Dennis A. Wong
Issuer symbol
FGF
Transactions as of
17 Dec 2021
Net transactions value
$0
Form type
4
Filing time
21 Dec 2021, 15:05:59 UTC
Previous filing
23 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FGF Common Stock Award $0 +14,492 +45% $0.000000 46,808 17 Dec 2021 Direct F1, F2
holding FGF Common Stock 3,500 17 Dec 2021 By SEP IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Dennis A. Wong is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director compensation and represent the contingent right to receive one share of common stock of the Company. The RSUs will vest to Mr. Wong on January 1, 2022.
F2 Includes a total of 13,592 RSUs which have previously vested to date as well as 29,716 unvested RSUs which will vest to Mr. Wong on January 1, 2022 pursuant to an accelerated vesting schedule approved the Company's Compensation and Management Resource Committee. The RSUs had been previously granted under the Company's Amended and Restated 2014 Equity Incentive Plan, the Company's 2018 Equity Incentive Plan and the Company's 2021 Equity Incentive Plan as director compensation.