Stanley E. Speer - 01 Jan 2022 Form 4 Insider Report for Sunworks, Inc.

Role
Director
Signature
/s/ Stanley E Speer
Issuer symbol
N/A
Transactions as of
01 Jan 2022
Net transactions value
$0
Form type
4
Filing time
03 Jan 2022, 11:31:47 UTC
Previous filing
22 Dec 2021
Next filing
16 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SUNW Common Stock Options Exercise +10,000 +32% 41,463 01 Jan 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SUNW Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 01 Jan 2022 Common Stock 10,000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction involved the reporting person's vesting of a grant of 10,000 restricted stock units. The reporting person previously reported the awards of restricted stock units in Table II of Form 4, which vested on January 1, 2022. Restricted stock units convert into common stock on a one-for-one basis.