Christopher Miglino - Jan 6, 2022 Form 4 Insider Report for SRAX, Inc. (SRAX)

Role
Chief Executive Officer, Director
Signature
/s/ Christopher Miglino
Stock symbol
SRAX
Transactions as of
Jan 6, 2022
Transactions value $
$0
Form type
4
Date filed
2/4/2022, 07:40 PM
Next filing
Dec 28, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRAX Series A Non-Voting Preferred Stock Other $0 +968K $0.00 968K Sep 27, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRAX Class A Common Stock Purchase Option Award $0 +120K $0.00 120K Jan 6, 2022 Class A Common Stock 120K $4.25 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities acquired as a result of a dividend on the Class A Common Stock issued on September 27, 2021.
F2 Represents discretionary stock option bonus grant received by Reporting Person. The options vest quarterly in equal quarterly installments over a three year period beginning on 1/6/2022.