A. Scott Dockter - 22 Mar 2019 Form 4 Insider Report for PureBase Corp (PUBC)

Signature
/s/ A. Scott Dockter
Issuer symbol
PUBC
Transactions as of
22 Mar 2019
Transactions value $
$52,641,643
Form type
4
Filing time
22 Aug 2022, 19:00:28 UTC
Next filing
01 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBC Common stock Other -6M -13.43% 38.7M 22 Mar 2019 Direct F1
transaction PUBC Common stock Other +6M +15.52% 44.7M 26 Jun 2020 Direct F1
transaction PUBC Common stock Other -1.07M -2.4% 43.6M 24 Aug 2021 Direct F1
transaction PUBC Common stock Gift -2.5M -5.73% 41.1M 24 Aug 2021 Direct F2
transaction PUBC Common stock Other -1.15M -2.8% 39.9M 07 Dec 2021 Direct F1
transaction PUBC Common stock Other -1.4M -3.5% 38.5M 22 Feb 2022 Direct F1
transaction PUBC Common stock Other -500K -1.3% 38M 17 Jun 2022 Direct F1
transaction PUBC Common stock Other -1M -2.63% 37M 10 Aug 2022 Direct F1
transaction PUBC Common stock Other $5.42M +60.2M $0.09* 60.2M 05 Sep 2019 By Corporation F3
transaction PUBC Common stock Other $566K +6.29M +10.44% $0.09 66.5M 03 Feb 2020 By Corporation F3
transaction PUBC Common stock Other $1.08M +6.72M +10.1% $0.16 73.3M 07 Jul 2020 By Corporation F3
transaction PUBC Common stock Other $1.5M +17M +23.23% $0.09 90.3M 07 Jul 2022 By Corporation F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBC Stock option (right to buy) Other $44.1M +116M $0.38 116M 06 Oct 2021 Common Stock 116M $0.38 By limited liability company F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares paid to third parties as consideration for making loans to the Reporting Person.
F2 Bona fide gift.
F3 Represents shares held by US Mine Corporation, of which the Reporting Person is a 33% owner. The Reporting Person disclaims beneficial ownership as to 66% of such shares.
F4 Option issued to US Mine Corp. as consideration for rights granted under a mineral extraction agreement with the Issuer.
F5 58,000,000 shares subject to the option were exercisable as of 4/6/22, 29,000,000 shares vest and become exercisable on 10/6/22 and 29,000,000 shares vest and become exercisable on 4/6/23.
F6 Represents shares exercisable under an option held by US Mine LLC, of which the Reporting Person is a 33.3% owner. The Reporting Person disclaims beneficial ownership as to 66.6% of such shares.