Edie Rodriguez - 11 Aug 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
Director
Signature
/s/ Edie Rodriguez
Issuer symbol
VINO
Transactions as of
11 Aug 2022
Transactions value $
$37,500
Form type
4
Filing time
29 Aug 2022, 17:48:33 UTC
Previous filing
09 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VINO Common Stock 117K 11 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Award $37.5K +46.5K $0.81 46.5K 11 Aug 2022 Common Stock 46.5K $0.81 Direct F1
transaction VINO Warrants Other $0 -8.33K -100% $0.00* 0 19 Aug 2022 Common Stock 8.33K $6.00 Direct F2
holding VINO Stock Option 6.67K 11 Aug 2022 Common Stock 6.67K $9.08 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; shares vest on the earlier of 12/31/22 or pro rata termination of service as a director.
F2 Warrants expired with no value received.
F3 Options issued pursuant to the 2018 Equity Incentive Plan on September 28, 2020 at $9.08 per share. 1,667 shares vest on 9/8/2021; thereafter 417 shall vest every three months.