Philip Frank - Dec 22, 2022 Form 4 Insider Report for MINIM, INC. (MINM)

Role
Director
Signature
/s/ Philip Frank
Stock symbol
MINM
Transactions as of
Dec 22, 2022
Transactions value $
$0
Form type
4
Date filed
1/12/2023, 03:28 PM
Previous filing
Dec 16, 2021
Next filing
Apr 4, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MINM Common Stock Options Exercise +29.7K +98.87% 59.7K Dec 14, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MINM Stock Options Other $0 -7.5K -100% $0.00* 0 Jan 10, 2022 Common Stock 7.5K $1.50 Direct F6
transaction MINM Stock Options Other $0 -7.5K -100% $0.00* 0 Jul 10, 2022 Common Stock 7.5K $0.97 Direct F6
transaction MINM Stock Options Other $0 -7.5K -100% $0.00* 0 Jan 10, 2022 Common Stock 7.5K $2.14 Direct F6
transaction MINM Stock Options Other $0 -7.5K -100% $0.00* 0 Jul 10, 2022 Common Stock 7.5K $2.00 Direct F6
holding MINM Stock Option (Right to Buy) 7.5K Dec 22, 2022 Common Stock 7.5K $2.15 Direct F2
holding MINM Stock Option (Right to Buy) 7.5K Dec 22, 2022 Common Stock 7.5K $2.70 Direct F3
holding MINM Stock Option (Right to Buy) 7.5K Dec 22, 2022 Common Stock 7.5K $1.15 Direct F4
holding MINM Stock Option (Right to Buy) 7.5K Dec 22, 2022 Common Stock 7.5K $2.03 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into common stock on a one-for-one basis.
F2 Fully exercisable as of the grant date of 1/10/2018.
F3 Fully exercisable as of the grant date of 7/10/2018.
F4 Fully exercisable as of the grant date of 1/10/2020.
F5 Fully exercisable as of the grant date of 7/10/2020.
F6 Stock options expired without being exercised.