Andy Lombardo - 19 Jan 2023 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Role
EVP of Nuclear & Technical Svc
Signature
/s/Andy Lombardo
Issuer symbol
PESI
Transactions as of
19 Jan 2023
Net transactions value
$0
Form type
4
Filing time
23 Jan 2023, 12:30:23 UTC
Previous filing
08 Sep 2022
Next filing
30 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PESI Common Stock 6,900 19 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PESI Stock Option Award $0 +30,000 $0.000000 30,000 19 Jan 2023 Common Stock 30,000 $3.95 Direct F4
holding PESI Stock Option 12,000 19 Jan 2023 Common Stock 12,000 $3.60 Direct F1
holding PESI Stock Option 8,000 19 Jan 2023 Common Stock 8,000 $3.15 Direct F2
holding PESI Stock Option 25,000 19 Jan 2023 Common Stock 25,000 $7.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan, which is fully vested.
F2 Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 6,000 shares is vested. Option to purchase 2,000 shares will vest on anniversary date of 1/17/2024.
F3 Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F4 Incentive Stock Option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.