Dustin Tacker - Apr 7, 2023 Form 4 Insider Report for MINIM, INC. (MINM)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Dustin Tacker
Stock symbol
MINM
Transactions as of
Apr 7, 2023
Transactions value $
$0
Form type
4
Date filed
4/10/2023, 04:15 PM
Previous filing
Jan 12, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MINM Common Stock Options Exercise +1.32K +25% 6.62K Mar 14, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MINM Stock Option (Right to Buy) 40K Apr 7, 2023 Common Stock 40K $2.70 Direct F2
holding MINM Stock Option (Right to Buy) 10K Apr 7, 2023 Common Stock 10K $3.44 Direct F3
holding MINM Restricted Stock Units 14.6K Apr 7, 2023 Common Stock 14.6K Direct F4
holding MINM Restricted Stock Units 53.8K Apr 7, 2023 Common Stock 53.8K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into common stock on a one-for-one basis.
F2 Partially exercisable as of vest date of 11/21/2022, will be fully vested on 9/21/2024.
F3 Partially exercisable as of the vest date of 12/4/2022, will be fully vested on 2/4/2025.
F4 Restricted Stock Units that have not vested, will fully vest on 12/14/2025.
F5 Restricted Stock Units that have not vested, will fully vest on 8/16/2026.