G. Tyler Runnels - Sep 28, 2023 Form 4 Insider Report for Coda Octopus Group, Inc. (CODA)

Role
Director, 10%+ Owner
Signature
/s/ G. Tyler Runnels
Stock symbol
CODA
Transactions as of
Sep 28, 2023
Transactions value $
-$1,507,500
Form type
4
Date filed
9/29/2023, 05:05 PM
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CODA Common Stock Sale -$874K -145K -16.87% $6.03 714K Sep 27, 2023 See Footnote F1
transaction CODA Common Stock Sale -$633K -105K -14.7% $6.03 609K Sep 28, 2023 See Footnote F1
holding CODA Common Stock 228K Sep 28, 2023 See Footnote F2
holding CODA Common Stock 14.3K Sep 28, 2023 See Footnote F3
holding CODA Common Stock 24.4K Sep 28, 2023 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000
F2 Held by TR Winston & Co.
F3 Held by Pangaea Partners
F4 Held by TRW Capital Growth Fund

Remarks:

Reporting person has voting and dispositive power with respect to the shares held by these entities.