Bruce A. Cassidy Sr. - 04 Oct 2023 Form 3 Insider Report for ORAGENICS INC (OGEN)

Role
Director
Signature
/s/ Julio C. Esquivel as Attorney-In-Fact for Bruce Cassidy
Issuer symbol
OGEN
Transactions as of
04 Oct 2023
Transactions value $
$0
Form type
3
Filing time
06 Oct 2023, 16:25:40 UTC
Previous filing
14 Sep 2023
Next filing
18 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OGEN Common Stock 355K 04 Oct 2023 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held by Excel Family Partners, LLLP ("Excel"). Fortress Holdings, LLC ("Fortress") serves as manager for Excel and Mr. Cassidy serves as a manager for Fortress. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.

Remarks:

Mr. Julio C. Esquivel is signing as Attorney-in-Fact pursuant to power of attorney dated October 4, 2023 granted by the Reporting Person, a copy of which is filed as an exhibit and incorporated herein by reference.