Andy Lombardo - 05 Dec 2023 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Signature
/s/Andy Lombardo
Issuer symbol
PESI
Transactions as of
05 Dec 2023
Net transactions value
+$16,404
Form type
4
Filing time
06 Dec 2023, 08:30:11 UTC
Previous filing
30 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PESI Common Stock Purchase $16,404 +2,150 +14% $7.63 17,448 05 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PESI Stock Option 8,000 05 Dec 2023 Common Stock 8,000 $3.15 Direct F1
holding PESI Stock Option 25,000 05 Dec 2023 Common Stock 25,000 $7.00 Direct F2
holding PESI Stock Option 30,000 05 Dec 2023 Common Stock 30,000 $3.95 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 6,000 shares is vested. Option to purchase remaining 2,000 shares will vest on anniversary date of 1/17/2024.
F2 Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F3 Incentive Stock Option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.