Junli He - 11 Jan 2024 Form 4 Insider Report for Harvard Apparatus Regenerative Technology, Inc. (HRGN)

Role
CEO, Director
Signature
/s/ Joseph Damasio, by power of attorney
Issuer symbol
HRGN
Transactions as of
11 Jan 2024
Transactions value $
$0
Form type
4
Filing time
12 Jan 2024, 20:09:59 UTC
Previous filing
03 Jan 2024
Next filing
02 Jul 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HRGN Stock Option (right to buy) Award $0 +220,640 $0 220,640 11 Jan 2024 Common Stock, par value $0.01 per share 220,640 $4.07 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to continued employment or service through the applicable vesting dates, up to 220,640 shall vest in two increments, each for 110,320 shares, each such vesting subject to certain performance milestones set by the Board of Directors of the Issuer.