Rob Phythian - 13 Feb 2024 Form 3 Insider Report for SharpLink Gaming, Inc. (SBET)

Signature
/s/ Rob Phythian
Issuer symbol
SBET
Transactions as of
13 Feb 2024
Net transactions value
$0
Form type
3
Filing time
13 Feb 2024, 20:10:09 UTC
Previous filing
08 Mar 2023
Next filing
20 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SBET Common Stock 52,503 13 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SBET Incentive Stock Options 13 Feb 2024 Common Stock 8,011 $9.40 Direct
holding SBET Incentive Stock Options/Non-qualified Stock Options 13 Feb 2024 Common Stock 45,000 $11.70 Direct
holding SBET Non-Qualified Stock Options 13 Feb 2024 Common Stock 16,528 $4.40 Direct F1, F2
holding SBET Incentive Stock Options 13 Feb 2024 Common Stock 972 $4.40 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options were granted as incentive stock options pursuant to SharpLink Gaming Ltd.'s 2021 Equity Incentive Plan.
F2 Every 1/36th of the total grant of 17,500 options shall vest and be exercisable monthly over the next 36 months, starting from March 27, 2023 and ending on February 27, 2026. The non-qualified stock options will vest from March 27, 2023 to December 27, 2025. The incentive stock options will vest on January 27, 2026 and February 26, 2026.