| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SURG | Shares of Common Stock) | Sale | -$50.6K | -31.7K | -0.54% | $1.60 | 5.81M | 04 Nov 2024 | Direct | F1, F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The purpose of the sale is solely to cover taxes with vesting of restricted share awards. |
| F2 | Based upon shares sold at a high price of $1.63, a low price of $1.57, and an average of $1.5947. The full breakdown of the prices for all shares sold will be provided at the request of the SEC. |