Hsin-Liang Christopher Lee - 22 Nov 2024 Form 4 Insider Report for Ainos, Inc. (AIMD)

Role: CFO
Signature: /s/ Chun-Hsien Tsai per POA for Lee, Hsin-Liang
Issuer symbol: AIMD
Transactions as of: 22 Nov 2024
Net transactions value: +$10,589
Form type: 4
Filing time: 27 Nov 2024, 06:08:49 UTC
Previous filing: 17 Sep 2024
Next filing: 12 Mar 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AIMD	Common Stock	Award	$8,749	+19,019	+567%	$0.4600	22,376	26 Nov 2024	Direct	F1
transaction	AIMD	Common Stock	Award	$1,840	+4,000	+119%	$0.4600	7,357	22 Nov 2024	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Shares	Change %	Shares After	Date	Underlying Class	Amount	Ownership	Footnotes
transaction	AIMD	RSU	Conversion of derivative security	-19,019	-100%	0	26 Nov 2024	Common Stock	19,019	Direct	F1
transaction	AIMD	RSU	Award	+4,000		4,000	22 Nov 2024	Common Stock	4,000	Direct	F2
transaction	AIMD	RSU	Conversion of derivative security	-4,000	-100%	0	26 Nov 2024	Common Stock	4,000	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As previously disclosed in a Form 4 filed by the Reporting Person, reference is made to 22,376 restricted stock units (RSUs) granted under the Ainos, Inc. 2023 Stock Incentive Plan on September 15, 2024, with various vesting dates. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as stockholders. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024.
F2	Reference is made to the 4,000 RSUs granted to the Reporting Person as special stock awards on November 22, 2024 and vested on November 26, 2024. The special stock awards have been approved by the stockholders of Ainos, Inc. on September 27, 2024.

Content

As previously disclosed in a Form 4 filed by the Reporting Person, reference is made to 22,376 restricted stock units (RSUs) granted under the Ainos, Inc. 2023 Stock Incentive Plan on September 15, 2024, with various vesting dates. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as stockholders. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024.

Reference is made to the 4,000 RSUs granted to the Reporting Person as special stock awards on November 22, 2024 and vested on November 26, 2024. The special stock awards have been approved by the stockholders of Ainos, Inc. on September 27, 2024.