Jay W. Roth - Nov 25, 2024 Form 3 Insider Report for Venu Holding Corp (VENU)

Role
CEO, Chairman, Director, 10%+ Owner
Signature
/s/ Heather Atkinson, as attorney-in-fact for Jay W. Roth
Stock symbol
VENU
Transactions as of
Nov 25, 2024
Transactions value $
$0
Form type
3
Date filed
12/5/2024, 06:16 AM
Next filing
Jan 16, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VENU Common Stock, par value $0.001 9.33M Nov 25, 2024 Direct
holding VENU Common Stock, par value $0.001 1.02M Nov 25, 2024 By KMR Living Trust dated November 19, 2012 F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VENU Compensatory Warrant (right to buy) Nov 25, 2024 Common Stock, par value $0.001 66.7K $0.12 Direct F2
holding VENU Compensatory Warrant (right to buy) Nov 25, 2024 Common Stock, par value $0.001 500K $2.00 Direct F3
holding VENU Compensatory Warrant (right to buy) Nov 25, 2024 Common Stock, par value $0.001 250K $3.00 Direct
holding VENU Compensatory Warrant (right to buy) Nov 25, 2024 Common Stock, par value $0.001 500K $10.00 Direct
holding VENU Compensatory Warrant (right to buy) Nov 25, 2024 Common Stock, par value $0.001 500K $10.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock, par value $0.001 per share (the "Common Stock"), are owned directly by the KMR Living Trust dated November 19, 2012 (the "KMR Living Trust"), of which Mr. Jay W. Roth is a trustee. As a trustee, Mr. Roth is deemed to have indirect beneficial ownership of the shares held by the KMR Living Trust.
F2 This warrant was granted on April 5, 2021, and began vesting in four equal annual installments beginning on April 5, 2022.
F3 This warrant was granted on April 11, 2022, and began vesting in four equal annual installments beginning on April 11, 2023.
F4 This warrant was granted on February 28, 2024, and began vesting according to the following schedule: 166,667 shares of Common Stock underlying the warrant ("Warrant Shares") vested on the grant date; 166,667 Warrant Shares will vest on February 28, 2025, and 166,666 Warrant Shares will vest on February 28, 2026.

Remarks:

Exhibit List - Exhibit 24.1: Power of Attorney (Jay W. Roth)