JOHANNA FIPKE - 27 Dec 2024 Form 4 Insider Report for U.S. GOLD CORP. (USAU)

Role
Director
Signature
/s/ Eric Alexander as attorney-in-fact for Johanna Fipke
Issuer symbol
USAU
Transactions as of
27 Dec 2024
Net transactions value
$0
Form type
4
Filing time
31 Dec 2024, 19:28:16 UTC
Previous filing
16 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USAU Common Stock Award $0 +17,025 $0.000000 17,025 27 Dec 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction USAU Stock Options Award $0 -9,669 -50% $0.000000 9,669 27 Dec 2024 Common Stock 9,669 $7.65 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported in this Form 4 were approved by the Board of Directors (the "Board") of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024.
F2 Represents deferred stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The deferred stock units fully vest upon the reporting person ceasing to be a member of the Board.
F3 Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vested immediately on the date of grant.