Shalom Auerbach - Aug 2, 2024 Form 4 Insider Report for OS Therapies Inc (OSTX)

Role
10%+ Owner
Signature
/s/ Shalom Auerbach
Stock symbol
OSTX
Transactions as of
Aug 2, 2024
Transactions value $
-$3,295,000
Form type
4
Date filed
1/14/2025, 08:26 PM
Previous filing
Feb 26, 2025
Next filing
Jan 17, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSTX Common Stock, par value $0.001 per share Conversion of derivative security +23.4K 23.4K Aug 2, 2024 Direct F2
transaction OSTX Common Stock, par value $0.001 per share Conversion of derivative security +634K +78.82% 1.44M Aug 2, 2024 See Footnote F1, F3
transaction OSTX Common Stock, par value $0.001 per share Conversion of derivative security +27.5K +1.91% 1.47M Aug 2, 2024 See Footnote F1, F4
transaction OSTX Common Stock, par value $0.001 per share Conversion of derivative security +270K +18.45% 1.74M Aug 2, 2024 See Footnote F1, F5
transaction OSTX Common Stock, par value $0.001 per share Conversion of derivative security +53.5K +3.08% 1.79M Aug 2, 2024 See Footnote F1, F6
transaction OSTX Common Stock, par value $0.001 per share Conversion of derivative security +131K +7.35% 1.92M Aug 2, 2024 See Footnote F1, F7
transaction OSTX Common Stock, par value $0.001 per share Conversion of derivative security +78.7K +4.1% 2M Aug 2, 2024 See Footnote F1, F8
transaction OSTX Common Stock, par value $0.001 per share Conversion of derivative security +88.9K +4.45% 2.09M Aug 2, 2024 See Footnote F1, F9
transaction OSTX Common Stock, par value $0.001 per share Conversion of derivative security +179K +8.57% 2.27M Aug 2, 2024 See Footnote F1, F10
transaction OSTX Common Stock, par value $0.001 per share Conversion of derivative security +51K +2.25% 2.32M Aug 2, 2024 See Footnote F1, F11
transaction OSTX Common Stock, par value $0.001 per share Conversion of derivative security +178K +7.68% 2.5M Aug 2, 2024 See Footnote F1, F12
transaction OSTX Common Stock, par value $0.001 per share Conversion of derivative security +50.8K +2.04% 2.55M Aug 2, 2024 See Footnote F1, F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSTX Convertible Promissory Note Conversion of derivative security -$25K 0 Aug 2, 2024 Common Stock 23.4K $1.31 Direct F2
transaction OSTX Convertible Promissory Note Conversion of derivative security -$1.15M 0 Aug 2, 2024 Common Stock 634K $2.00 See Footnote F1, F3
transaction OSTX Convertible Promissory Note Conversion of derivative security -$50K 0 Aug 2, 2024 Common Stock 27.5K $2.00 See Footnote F1, F4
transaction OSTX Convertible Promissory Note Conversion of derivative security -$500K 0 Aug 2, 2024 Common Stock 270K $2.00 See Footnote F1, F5
transaction OSTX Convertible Promissory Note Conversion of derivative security -$100K 0 Aug 2, 2024 Common Stock 53.5K $2.00 See Footnote F1, F6
transaction OSTX Convertible Promissory Note Conversion of derivative security -$250K 0 Aug 2, 2024 Common Stock 131K $2.00 See Footnote F1, F7
transaction OSTX Convertible Promissory Note Conversion of derivative security -$150K 0 Aug 2, 2024 Common Stock 78.7K $2.00 See Footnote F1, F8
transaction OSTX Convertible Promissory Note Conversion of derivative security -$170K 0 Aug 2, 2024 Common Stock 88.9K $2.00 See Footnote F1, F9
transaction OSTX Convertible Promissory Note Conversion of derivative security -$350K 0 Aug 2, 2024 Common Stock 179K $2.00 See Footnote F1, F10
transaction OSTX Convertible Promissory Note Conversion of derivative security -$100K 0 Aug 2, 2024 Common Stock 51K $2.00 See Footnote F1, F11
transaction OSTX Convertible Promissory Note Conversion of derivative security -$350K 0 Aug 2, 2024 Common Stock 178K $2.00 See Footnote F1, F12
transaction OSTX Convertible Promissory Note Conversion of derivative security -$100K 0 Aug 2, 2024 Common Stock 50.8K $2.00 See Footnote F1, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of common stock, par value $0.001 per share (the "Common Stock"), of the Issuer are held directly by Einodmil LLC ("Einodmil"). Mr. Auerbach serves as the Principal of Einodmil and exercises voting and dispositive power over the shares held by Einodmil. Mr. Auerbach disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
F2 The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Mr. Auerbach in the principal amount of $25,000 at a conversion price of $1.31 per share.
F3 The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $1,150,000 at a conversion price of $2.00 per share.
F4 The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $50,000 at a conversion price of $2.00 per share.
F5 The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $500,000 at a conversion price of $2.00 per share.
F6 The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $100,000 at a conversion price of $2.00 per share.
F7 The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $250,000 at a conversion price of $2.00 per share.
F8 The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $150,000 at a conversion price of $2.00 per share.
F9 The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $170,000 at a conversion price of $2.00 per share.
F10 The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $350,000 at a conversion price of $2.00 per share.
F11 The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $100,000 at a conversion price of $2.00 per share.
F12 The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $350,000 at a conversion price of $2.00 per share.
F13 The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $100,000 at a conversion price of $2.00 per share.