Fabrizio Battaglia - Dec 21, 2023 Form 4/A - Amendment Insider Report for MOBIX LABS, INC (MOBX)

Role
Chief Executive Officer, Director
Signature
/s/ Fabrizio Battaglia
Stock symbol
MOBX
Transactions as of
Dec 21, 2023
Transactions value $
$0
Form type
4/A - Amendment
Date filed
2/27/2025, 08:04 PM
Date Of Original Report
Dec 26, 2023
Next filing
Apr 17, 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOBX Options (Right to Buy) Award $0 +324K $0.00 324K Dec 21, 2023 Class A Common Stock 324K $0.17 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of shares, which should have been reported as the acquisition of options. The Reporting Person does not directly hold any shares of Class A Common Stock.
F2 Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of options exercisable into shares of Class A Common Stock.
F3 These options are fully vested and exercisable.