Bill Carpou - 21 Dec 2023 Form 4/A - Amendment Insider Report for MOBIX LABS, INC (MOBX)

Role
Director
Signature
/s/ William Carpou
Issuer symbol
MOBX
Transactions as of
21 Dec 2023
Net transactions value
$0
Form type
4/A - Amendment
Filing time
27 Feb 2025, 20:06:07 UTC
Date Of Original Report
26 Dec 2023
Previous filing
26 Dec 2023
Next filing
14 Apr 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOBX Class A Common Stock Award +19,953 19,953 21 Dec 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOBX Option (Right to Buy) Award $0 +20,000 $0.000000 20,000 21 Dec 2023 Class A Common Stock 20,000 $4.18 Direct F1, F3
transaction MOBX Option (Right to Buy) Award $0 +133,416 $0.000000 133,416 21 Dec 2023 Class A Common Stock 133,416 $6.84 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.
F2 Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares and options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock as well as options exercisable into shares of Class A Common Stock.
F3 These options are fully vested and exercisable.