James J. Peterson - 30 May 2025 Form 4 Insider Report for MOBIX LABS, INC (MOBX)

Role
Director, 10%+ Owner
Signature
/s/ Terri Aprati, Attorney-in-Fact
Issuer symbol
MOBX
Transactions as of
30 May 2025
Net transactions value
$0
Form type
4
Filing time
13 Aug 2025, 20:38:16 UTC
Previous filing
12 May 2025
Next filing
11 Jul 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Peterson James J Director, 10%+ Owner C/O MOBIX LABS, INC., 1 VENTURE, SUITE 220, IRVINE /s/ Terri Aprati, Attorney-in-Fact 13 Aug 2025 0001192204

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MOBX Class A Common Stock 2,970,545 30 May 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOBX Class B Common Stock Award $0 +915,033 $0.000000 915,033 30 May 2025 Class A Common Stock 915,033 Direct F2, F3
holding MOBX Option (Right to Buy) 20,000 30 May 2025 Class A Common Stock 20,000 $4.18 Direct F1
holding MOBX Option (Right to Buy) 133,416 30 May 2025 Class A Common Stock 133,416 $6.84 Direct F1
holding MOBX Class B Common Stock 1,449,275 30 May 2025 Class A Common Stock 1,449,275 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options are fully vested and exercisable.
F2 The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).
F3 The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.