Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
SAMINI KEYVAN | President, CFO & Director, Director | C/O MOBIX LABS, INC., 1 VENTURE, SUITE 220, IRVINE | /s/ Terri Aprati, Attorney-in-Fact | 2025-08-13 | 0002004846 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | MOBX | Class A Common Stock | 2.87M | May 30, 2025 | Direct | ||||||
holding | MOBX | Class A Common Stock | 73.5K | May 30, 2025 | By KSLI Trust | F1 | |||||
holding | MOBX | Class A Common Stock | 171K | May 30, 2025 | By KSSF Trust | F1 | |||||
holding | MOBX | Class A Common Stock | 73.5K | May 30, 2025 | By SSLI Trust | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | MOBX | Class B Common Stock | Award | $0 | +915K | $0.00 | 915K | May 30, 2025 | Class A Common Stock | 915K | Direct | F5, F6 | ||
holding | MOBX | Option (Right to Buy) | 324K | May 30, 2025 | Class A Common Stock | 324K | $0.17 | Direct | F2 | |||||
holding | MOBX | Restricted Stock Units | 333K | May 30, 2025 | Class A Common Stock | 333K | Direct | F3, F4 | ||||||
holding | MOBX | Class B Common Stock | 125K | May 30, 2025 | Class A Common Stock | 125K | By KSSF Trust | F1, F5 |
Id | Content |
---|---|
F1 | The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein. |
F2 | These options are fully vested and exercisable. |
F3 | The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis. |
F4 | These RSUs will vest on December 21, 2025. |
F5 | The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023). |
F6 | The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months. |