Ryan Gillis Ezell - 14 Aug 2025 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
Chief Executive Officer, Director
Signature
/s/ Ryan G. Ezell
Issuer symbol
FTK
Transactions as of
14 Aug 2025
Transactions value $
-$652,659
Form type
4
Filing time
15 Aug 2025, 12:19:45 UTC
Previous filing
22 Apr 2025
Next filing
03 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ezell Ryan Gillis Chief Executive Officer, Director 5775 N. SAM HOUSTON PARKWAY W., STE 400, HOUSTON /s/ Ryan G. Ezell 15 Aug 2025 0001805598

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Gift $0 -7.5K -4.56% $0.00 157K 14 Aug 2025 Direct F1
transaction FTK Common Shares Options Exercise $206K +62.9K +40.09% $3.28 220K 14 Aug 2025 Direct
transaction FTK Common Shares Options Exercise $210K +24.3K +11.06% $8.64 244K 14 Aug 2025 Direct
transaction FTK Common Shares Sale -$1.07M -87.2K -35.73% $12.26 157K 14 Aug 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FTK Stock Option Options Exercise $0 -62.9K -100% $0.00 0 14 Aug 2025 Common Shares 62.9K $3.28 Direct F2
transaction FTK Stock Option Options Exercise $0 -24.3K -100% $0.00 0 14 Aug 2025 Common Shares 24.3K $8.64 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 604 shares Dr. Ezell acquired under Flotek Industries, Inc. 2012 Employee Stock Purchase plan for the three month period commencing April 1, 2025. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 75% of the options vested on May 16, 2025 and the remaining 25% vested on July 29, 2025.
F3 100% of the options vested on March 7, 2024.