Donald Allen Williams - Sep 4, 2025 Form 4 Insider Report for PALISADE BIO, INC. (PALI)

Role
Director
Signature
/s/ Ryker Willie, Attorney-in-Fact
Stock symbol
PALI
Transactions as of
Sep 4, 2025
Transactions value $
$0
Form type
4
Date filed
9/5/2025, 09:00 AM
Previous filing
Nov 22, 2024
Next filing
Oct 8, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Williams Donald Allen Director 1902 WRIGHT PLACE, SUITE 200, CARLSBAD, /s/ Ryker Willie, Attorney-in-Fact 2025-09-05 0001620013

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PALI Phantom Units Award $0 +64.4K $0.00 64.4K Sep 4, 2025 Common Stock 64.4K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Phantom Unit is the economic equivalent of one share of the Issuer's common stock.
F2 The Phantom Units vest in three equal annual installments beginning on August 5, 2026, subject to the Reporting Person's continuous service through each applicable vesting date
F3 Vested Phantom Units shall be settled solely in cash based on the fair market value of an equal number of shares of the Issuer's common stock on the earliest to occur of any of the following events: (a) termination of the Reporting Person's continuous service with the Issuer; (b) a Liquidity Change in Control (as defined in the Phantom Unit Plan) of the Issuer; or (c) 7th anniversary of the grant date.