Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
DCM International VIII, Ltd. | Former 10% Owner | 2420 SAND HILL ROAD, SUITE 200, MENLO PARK | DCM International VIII, Ltd., By: /s/ Matthew C. Bonner, Attorney-in-Fact | 2025-09-16 | 0001660059 |
DCM Investment Management VIII, L.P. | Former 10% Owner | 2420 SAND HILL ROAD, SUITE 200, MENLO PARK | DCM Investment Management VIII, L.P., By: DCM International VIII, Ltd., its GP, /s/ Matthew C. Bonner, Attorney-in-Fact | 2025-09-16 | 0001660060 |
DCM VIII, L.P. | Former 10% Owner | 2420 SAND HILL ROAD, SUITE 200, MENLO PARK | DCM VIII, L.P., By: DCM Investment Management VIII, L.P., its GP, DCM International VIII, Ltd., its GP, /s/ Matthew C. Bonner, Attorney-in-Fact | 2025-09-16 | 0001660062 |
DCM Ventures China Fund (DCM VIII), L.P. | Former 10% Owner | 2420 SAND HILL ROAD, SUITE 200, MENLO PARK | DCM Ventures China Fund (DCM VIII), L.P., By: DCM Investment Management VIII, L.P., its GP, DCM International VIII, Ltd., its GP, /s/ Matthew C. Bonner, Attorney-in-Fact | 2025-09-16 | 0001660061 |
DCM Affiliates Fund VIII, L.P. | Former 10% Owner | 2420 SAND HILL ROAD, SUITE 200, MENLO PARK | DCM Affiliates Fund VIII, L.P., By: DCM Investment Management VIII, L.P., its GP, DCM International VIII, Ltd., its GP, /s/ Matthew C. Bonner, Attorney-in-Fact | 2025-09-16 | 0001669017 |
DCM Opportunity Fund International III, Ltd. | Former 10% Owner | 2420 SAND HILL ROAD, SUITE 200, MENLO PARK | DCM Opportunity Fund International VIII, Ltd., By: /s/ Matthew C. Bonner, Attorney-in-Fact | 2025-09-16 | 0001781417 |
DCM Opportunity Fund Investment Management III, L.P. | Former 10% Owner | 2420 SAND HILL ROAD, SUITE 200, MENLO PARK | DCM Opportunity Fund Investment Management III, L.P., By: DCM Opportunity Fund International VIII, Ltd., its GP, /s/ Matthew C. Bonner, Attorney-in-Fact | 2025-09-16 | 0001781414 |
DCM Opportunity Fund III, L.P. | Former 10% Owner | 2420 SAND HILL ROAD, SUITE 200, MENLO PARK | DCM Opportunity Fund III, L.P., By: DCM Opportunity Fund Investment Management III, L.P., its GP, DCM Opportunity Fund International VIII, Ltd., its GP, /s/ Matthew C. Bonner, Attorney-in-Fact | 2025-09-16 | 0001781415 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FIGR | Class A Common Stock | Conversion of derivative security | +15M | +1047.36% | 16.5M | Sep 12, 2025 | By Figure Investments, LLC | F1, F2 | ||
transaction | FIGR | Class A Common Stock | Conversion of derivative security | +184K | +1047.32% | 201K | Sep 12, 2025 | By DCM Opportunity Fund III, L.P. | F1, F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FIGR | Series Seed Preferred Stock | Conversion of derivative security | -9.5M | -100% | 0 | Sep 12, 2025 | Class A Common Stock | 9.5M | By Figure Investments, LLC | F1, F2 | |||
transaction | FIGR | Series A Preferred Stock | Conversion of derivative security | -2.3M | -100% | 0 | Sep 12, 2025 | Class A Common Stock | 2.3M | By Figure Investments, LLC | F1, F2 | |||
transaction | FIGR | Series B Preferred Stock | Conversion of derivative security | -2.56M | -100% | 0 | Sep 12, 2025 | Class A Common Stock | 2.56M | By Figure Investments, LLC | F1, F2 | |||
transaction | FIGR | Series C Preferred Stock | Conversion of derivative security | -661K | -100% | 0 | Sep 12, 2025 | Class A Common Stock | 661K | By Figure Investments, LLC | F1, F2 | |||
transaction | FIGR | Series D Preferred Stock | Conversion of derivative security | -184K | -100% | 0 | Sep 12, 2025 | Class A Common Stock | 184K | By DCM Opportunity Fund III, L.P. | F1, F3 |
DCM International VIII, Ltd. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock. |
F2 | Figure Investments, LLC is owned by DCM VIII, L.P., DCM Ventures China Fund (DCM VIII), L.P. and DCM Affiliates Fund VIII, L.P. (collectively "DCM VIII") and is managed by its officers, which are appointed by DCM VIII, the general partner of which is DCM Investment Management VIII, L.P., the general partner of which is DCM International VIII, Ltd. |
F3 | The general partner of DCM Opportunity Fund III, L.P. is DCM Opportunity Fund Investment Management III, L.P., the general partner of which is DCM Opportunity Fund International VIII, Ltd. |
Matthew C. Bonner signs as attorney-in-fact for the Reporting Persons pursuant to a Power of Attorney that is included on filings made by DCM with the Securities and Exchange Commission.