| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| CHANG NANCY T | Director | C/O IMMIX BIOPHARMA, INC., 11400 WEST OLYMPIC BLVD., SUITE 200, LOS ANGELES | /s/ Dr. Nancy T. Chang | 2025-09-17 | 0001135041 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | IMMX | Common Stock | 422K | Sep 8, 2025 | Direct | ||||||
| holding | IMMX | Common Stock | 497K | Sep 8, 2025 | Held by Robinhood II, LP | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | IMMX | Non-Transferrable Warrant to Purchase Common Stock | Sep 8, 2025 | Common Stock | 316K | $2.00 | Direct | |||||||
| holding | IMMX | Non-Transferrable Warrant to Purchase Common Stock | Sep 8, 2025 | Common Stock | 316K | $2.00 | Held by Robinhood II, LP | F1 |
| Id | Content |
|---|---|
| F1 | Dr. Nancy T. Chang is the general manager of Robinhood II, LP and may be deemed to beneficially own the securities held by Robinhood II, LP. Dr. Chang disclaims beneficial ownership of the securities of common stock owned directly by Robinhood II, LP, except to the extent of her pecuniary interest therein. |