Steven Wu - Sep 16, 2025 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABAT)

Role
Chief Operating Officer
Signature
/s/ Steven Wu
Stock symbol
ABAT
Transactions as of
Sep 16, 2025
Transactions value $
$1,018,797
Form type
4
Date filed
9/18/2025, 05:00 PM
Previous filing
Sep 19, 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Wu Steven Chief Operating Officer C/O AMERICAN BATTERY TECHNOLOGY COMPANY, 100 WASHINGTON STREET, SUITE 100, RENO /s/ Steven Wu 2025-09-18 0002037821

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABAT Common Stock Award $0 +275K +300.53% $0.00 366K Sep 16, 2025 Direct F1
transaction ABAT Common Stock Tax liability -$309K -117K -32.08% $2.63 249K Sep 18, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABAT Warrants Purchase $1.33M +1.24M $1.07 1.24M Sep 16, 2025 Common Stock 1.24M $1.07 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of Common Stock awarded pursuant to the terms of the Reporting Person's employment agreement.
F2 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
F3 Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement.
F4 The Warrants vest 1/16th quarterly, beginning September 16, 2024, and thereafter until fully vested.
F5 The Warrants expire five years after issuance or vesting, whichever is later, beginning September 16, 2030.