Justin Vorwerk - Apr 1, 2025 Form 4 Insider Report for AMERICAN BATTERY MATERIALS, INC. (BLTH)

Role
Director
Signature
/s/ Justin Vorwerk
Stock symbol
BLTH
Transactions as of
Apr 1, 2025
Transactions value $
$350,648
Form type
4
Date filed
9/22/2025, 03:18 PM
Previous filing
Mar 7, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
VORWERK JUSTIN J Director 500 WEST PUTNAM AVE SUITE 400, GREENWICH /s/ Justin Vorwerk 2025-09-22 0002025752

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BLTH Common Stock Other $17.2K +3.83K +24.54% $4.50 19.4K May 7, 2025 Direct F1
transaction BLTH Common Stock Award $8.87K +1.11K +5.73% $7.98 20.5K May 23, 2025 Direct F2
transaction BLTH Common Stock Other $35.1K +7.03K +34.23% $5.00 27.6K Aug 27, 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BLTH Convertible Note 1, Other $277K +1 +100% $277,312.35 2 Mar 22, 2024 Common Stock 67.2K $6.35 Direct F4
transaction BLTH Convertible Note 2 Other $12.1K +1 +50% $12,100.00 3 Feb 10, 2025 Common Stock 2.93K $6.35 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement
F2 Represents shares of common stock issued as part of the annual equity grant for service as a member of the Board of Directors, pursuant to the terms of the Company's Director Compensation Agreement
F3 Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement
F4 Convertible note issued on 3/22/2024 in the amount of $138,084, with current principal of $277,312.35 after MFN adjustment on 10/23/2024 and subsequent maturity extensions on 4/1/2025 and 7/31/2025 Pari-Passu with other noteholders. Convertible at a 35% discount to the uplist price if the company uplists to a senior exchange. Price expected to be $6.35 per share.
F5 Convertible note originally issued on 2/10/2025 in the amount of $10,000, with current principal of $12,100 after subsequent maturity extensions on 4/1/2025 and 7/31/2025 Pari-Passu with other noteholders and convertible at a 35% discount to the uplist price if the company uplists to a senior exchange. Price expected to be $6.35 per share.