Mitchell Lawrence Jones - Oct 6, 2025 Form 4 Insider Report for PALISADE BIO, INC. (PALI)

Signature
/s/ Ryker Willie, Attorney-in-Fact
Stock symbol
PALI
Transactions as of
Oct 6, 2025
Transactions value $
$0
Form type
4
Date filed
10/8/2025, 05:41 PM
Previous filing
Sep 5, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Jones Mitchell Lawrence Chief Medical Officer 1902 WRIGHT PLACE, SUITE 200, CARLSBAD /s/ Ryker Willie, Attorney-in-Fact 2025-10-08 0001993292

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PALI Restricted Stock Units Award $0 +7.67M $0.00 7.67M Oct 6, 2025 Common Stock 7.67M Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, provided that, until such time as the Issuer has sufficient shares of Issuer common stock reserved under its 2021 Equity Incentive Plan to issue upon settlement of all outstanding grants thereunder, the RSUs may be settled upon vesting in cash.
F2 The RSUs shall vest with respect to 1/3rd of the shares on October 6, 2026 and quarterly thereafter over the following eight quarters, subject to the Reporting Person's continuous service to the Issuer through each such vesting date.