ABG Management Ltd. - Oct 22, 2025 Form 4 Insider Report for ProMIS Neurosciences Inc. (PMN)

Role
10%+ Owner
Signature
ABG Management Ltd., By: /s/ Fan Yu, Director
Stock symbol
PMN
Transactions as of
Oct 22, 2025
Transactions value $
$0
Form type
4
Date filed
10/24/2025, 04:34 PM
Previous filing
Aug 4, 2025

Reporting Owners (5)

Name Relationship Address Signature Signature date CIK
ABG Management Ltd. 10%+ Owner #3902, 39/F, E TOWER,, 10 HARCOURT RD CTR, HONG KONG, HONG KONG ABG Management Ltd., By: /s/ Fan Yu, Director 2025-10-24 0001832106
Ally Bridge MedAlpha Master Fund L.P. 10%+ Owner C/O MAPLES CORPORATE SERVICES LIMITED,, P.O. BOX 309, UGLAND HOUSE,, GRAND CAYMAN, CAYMAN ISLANDS Ally Bridge MedAlpha Master Fund L.P., By: Ally Bridge Group (NY) LLC, its manager, By: ABG Management Ltd., its managing member, By: /s/ Fan Yu, Director 2025-10-24 0001831963
Ally Bridge Group (NY) LLC 10%+ Owner 430 PARK AVENUE, 12TH FLOOR, NEW YORK, Ally Bridge Group (NY) LLC, By: ABG Management Ltd., its managing member, By: /s/ Fan Yu, Director 2025-10-24 0001822947
Yu Fan 10%+ Owner #3902, 39/F, E TOWER,, 10 HARCOURT RD CTR, HONG KONG, HONG KONG /s/ Fan Yu 2025-10-24 0001668029
Alex Slanix Paul Director C/O PROMIS NEUROSCIENCES INC., SUITE 200, 1920 YONGE STREET, TORONTO,, ONTARIO, CANADA /s/ Max A. Milbury, Attorney-in-Fact for Slanix Paul Alex 2025-10-24 0002092283

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PMN Option (right to buy) Award $0 +40K $0.00 40K Oct 22, 2025 Common Shares 40K $0.45 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares subject to this option vested on the date of grant and the remaining shares shall vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
F2 This option was granted to Slanix Alex, a director of the Issuer and an employee of Ally Bridge Group (NY) LLC, which manages the investments of Ally Bridge MedAlpha Master Fund L.P. Dr. Alex holds any equity-based compensation awarded to him for his service as a director of the Issuer for the benefit of Ally Bridge MedAlpha Master Fund L.P. Any proceeds from the sale of shares upon exercise of this award shall be remitted to Ally Bridge MedAlpha Master Fund L.P. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such securities are beneficially owned by him for Section 16 or any other purpose.