| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Yu John S | CEO and Chairman, Director, 10%+ Owner | C/O KAIROS PHARMA, LTD., 2355 WESTWOOD BLVD, #139, LOS ANGELES | /s/ John S Yu | 26 Nov 2025 | 0001550545 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KAPA | COMMON STOCK | Award | $0 | +191K | +486.03% | $0.00 | 230K | 08 Oct 2025 | Direct | F1, F2 |
| holding | KAPA | COMMON STOCK | 5.32M | 08 Oct 2025 | By Self as Trustee for The Yu Family Trust |
| Id | Content |
|---|---|
| F1 | Represents 190,840 restricted stock units ("RSUs") issued to the Reporting Person under the Kairos Pharma, Ltd. 2023 Equity Incentive Plan. The 190,840 RSUs are scheduled to vest in full on the first anniversary of the grant date. |
| F2 | Consists of (1) 34,599 shares of common stock (2) 195,506 RSUs which remain subject to vesting. |