Liqun Han - 22 May 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
Chief Operating Officer
Signature
/s/ Ming Qiu, Attorney-in-Fact for Liqun Han
Issuer symbol
CPTN
Transactions as of
22 May 2023
Transactions value $
$-15,089
Form type
4
Filing time
22 May 2023, 17:01:19 UTC
Previous filing
10 Feb 2023
Next filing
22 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Tax liability $-15,089 -40,780 -7.13% $0.3700 531,528 22 May 2023 Direct F1
holding CPTN Common Stock 489,847 22 May 2023 See footnote. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.
F2 The shares of Common Stock are held by the Han-Ouyang Living Trust, U/A, dated March 21, 2021, of which the reporting person is a trustee.