Ming Qiu - 21 Aug 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role: Controller
Signature: /s/ Ming Qiu
Issuer symbol: CPTN
Transactions as of: 21 Aug 2023
Transactions value $: -$11,792
Form type: 4
Filing time: 22 Aug 2023, 18:59:42 UTC
Previous filing: 22 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CPTN	Common Stock	Sale	-$11.8K	-21.1K	-7.33%	$0.56	266K	21 Aug 2023	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares sold to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.
F2	The Reporting Person disposed 21,057 shares of Common Stock in multiple trades at prices ranging from $0.55 to $0.56 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Content

Represents shares sold to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.

The Reporting Person disposed 21,057 shares of Common Stock in multiple trades at prices ranging from $0.55 to $0.56 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.