Jim Recer - Feb 1, 2023 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Role: Chief Banking Officer
Signature: C. Malcolm Holland
Stock symbol: VBTX
Transactions as of: Feb 1, 2023
Transactions value $: -$20,843
Form type: 4
Date filed: 2/6/2023, 07:29 PM
Previous filing: Mar 9, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VBTX	Common Stock	Options Exercise	$0	+1.76K	+68.37%	$0.00	4.34K	Feb 1, 2023	Direct
transaction	VBTX	Common Stock	Tax liability	-$12.3K	-430	-9.91%	$28.67	3.91K	Feb 1, 2023	Direct
transaction	VBTX	Common Stock	Options Exercise	$0	+1.22K	+31.16%	$0.00	5.13K	Feb 1, 2023	Direct
transaction	VBTX	Common Stock	Tax liability	-$8.51K	-297	-5.79%	$28.67	4.83K	Feb 1, 2023	Direct

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VBTX	Restricted Stock Unit	Options Exercise	$0	+1.76K		$0.00	1.76K	Feb 1, 2023	Common Stock	1.76K		Direct	F1, F2
transaction	VBTX	Restricted Stock Unit	Options Exercise	$0	+1.22K	+100%	$0.00	2.44K	Feb 1, 2023	Common Stock	1.22K		Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a right to receive at settlement one share of common stock of the Company.
F2	The restricted stock units are subject to graded vesting over three years the vesting dates of February 1, 2022, February 1, 2023, and February 1, 2024.
F3	The restricted stock units are subject to graded vesting over three years with vesting dates of February 1, 2023, February 1, 2024 and February 1, 2025