| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UPLD | Common Stock | Purchase | $66.6K | +33.6K | +12.75% | $1.98 | 297K | 08 Aug 2024 | By National Financial Services as Cust FBO J. McDonald RRA | F2 |
| transaction | UPLD | Common Stock | Purchase | $130K | +66.4K | +22.32% | $1.96 | 364K | 09 Aug 2024 | By National Financial Services as Cust FBO J. McDonald RRA | F3 |
| holding | UPLD | Common Stock | 1.84M | 08 Aug 2024 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.00, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.92 to $1.995, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |