Phillip D. Carrai - Jan 3, 2025 Form 4 Insider Report for KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)

Role
President, STC Division
Signature
Phillip D. Carrai, by Eva Yee, Attorney-In-Fact
Stock symbol
KTOS
Transactions as of
Jan 3, 2025
Transactions value $
-$627,891
Form type
4
Date filed
1/7/2025, 06:59 PM
Previous filing
Dec 18, 2024
Next filing
Mar 5, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KTOS Common Stock Options Exercise $0 +10K +3.82% $0.00 272K Jan 3, 2025 Direct F3, F9
transaction KTOS Common Stock Tax liability -$132K -4.81K -1.77% $27.48 267K Jan 3, 2025 Direct F8, F9
transaction KTOS Common Stock Options Exercise $0 +10K +3.74% $0.00 277K Jan 3, 2025 Direct F4, F9
transaction KTOS Common Stock Tax liability -$124K -4.51K -1.63% $27.48 273K Jan 3, 2025 Direct F8, F9
transaction KTOS Common Stock Options Exercise $0 +10K +3.67% $0.00 283K Jan 3, 2025 Direct F5, F9
transaction KTOS Common Stock Tax liability -$124K -4.51K -1.6% $27.48 278K Jan 3, 2025 Direct F8, F9
transaction KTOS Common Stock Options Exercise $0 +10K +3.59% $0.00 288K Jan 4, 2025 Direct F6, F9
transaction KTOS Common Stock Tax liability -$124K -4.51K -1.56% $27.48 284K Jan 4, 2025 Direct F8, F9
transaction KTOS Common Stock Options Exercise $0 +10K +3.52% $0.00 294K Jan 4, 2025 Direct F7, F9
transaction KTOS Common Stock Tax liability -$124K -4.51K -1.54% $27.48 289K Jan 4, 2025 Direct F8, F9
holding KTOS Common Stock 46.6K Jan 3, 2025 by trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KTOS Restricted Stock Units Award $0 +50K $0.00 50K Jan 3, 2025 Common Stock 50K Direct F1, F2
transaction KTOS Restricted Stock Units Options Exercise $0 -10K -100% $0.00 0 Jan 3, 2025 Common Stock 10K Direct F1, F3
transaction KTOS Restricted Stock Units Options Exercise $0 -10K -33.33% $0.00 20K Jan 3, 2025 Common Stock 10K Direct F1, F4
transaction KTOS Restricted Stock Units Options Exercise $0 -10K -25% $0.00 30K Jan 3, 2025 Common Stock 10K Direct F1, F5
transaction KTOS Restricted Stock Units Options Exercise $0 -10K -50% $0.00 10K Jan 4, 2025 Common Stock 10K Direct F1, F6
transaction KTOS Restricted Stock Units Options Exercise $0 -10K -20% $0.00 40K Jan 4, 2025 Common Stock 10K Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
F2 RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.
F3 RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.
F4 RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.
F5 RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.
F6 RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.
F7 RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.
F8 Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.
F9 Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan, and approximately 3,921 shares held through Issuer's 401(k) Plan.