| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Silberstein Asaf | EVP and COO | 200 FLYNN ROAD, CAMARILLO | /s/Asaf Silberstein by Mark Lin under Power of Attorney dated October 6, 2023 (Copy On File) | 2025-09-02 | 0001514954 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMTC | Common Stock | Sale | -$60K | -1K | -0.94% | $60.00 | 105K | Aug 28, 2025 | Direct | F1 |
| transaction | SMTC | Common Stock | Sale | -$52.4K | -900 | -0.86% | $58.25 | 104K | Aug 29, 2025 | Direct | F1, F2 |
| transaction | SMTC | Common Stock | Sale | -$6K | -100 | -0.1% | $59.95 | 104K | Aug 29, 2025 | Direct | F1, F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Shares are held by The Silberstein Family Trust DTD 07/11/2016, for which the Reporting Person serves as Trustee. |
| F2 | The price represents the weighted average of these sales. The prices ranged from $57.73 to $58.655. Price and share details are available upon request. |
| F3 | The price represents the weighted average of these sales. The prices ranged from $59.95 to $60.00. Price and share details are available upon request. |
These transactions are pursuant to a Rule 10b5-1 trading plan adopted by Mr. Silberstein on September 5, 2024.