John F.W. Rogers - Apr 30, 2025 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role
Executive Vice President
Signature
/s/ Jamie A. Greenberg, Attorney-in-fact
Stock symbol
GS
Transactions as of
Apr 30, 2025
Transactions value $
-$9,076,941
Form type
4
Date filed
5/2/2025, 04:05 PM
Previous filing
Nov 13, 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ROGERS JOHN F.W. Executive Vice President C/O GOLDMAN SACHS & CO. LLC, 200 WEST STREET, NEW YORK /s/ Jamie A. Greenberg, Attorney-in-fact 2025-05-02 0001517277

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GS Common Stock, par value $0.01 per share Options Exercise +32.4K +57.93% 88.3K Apr 30, 2025 Direct F1
transaction GS Common Stock, par value $0.01 per share Tax liability -$9.08M -16.5K -18.73% $548.92 71.8K Apr 30, 2025 Direct F2
holding GS Common Stock, par value $0.01 per share 12.1K Apr 30, 2025 See footnote F3
holding GS Common Stock, par value $0.01 per share 38.2K Apr 30, 2025 See footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GS Performance-based Restricted Stock Units Options Exercise -32.4K -100% 0 Apr 30, 2025 Common Stock, par value $0.01 per share 32.4K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 30, 2025, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 19, 2022 in connection with 2021 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.
F2 Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.
F3 Held by the Reporting Person's spouse.
F4 Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.