DARRELL VAN AMEN - 28 Mar 2023 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Role: EVP, Chief Investment Officer
Signature: /s/ Godfrey B. Evans, Attorney in fact for Darrell van Amen
Issuer symbol: HMST
Transactions as of: 28 Mar 2023
Transactions value $: $-5,644
Form type: 4
Filing time: 30 Mar 2023, 15:15:21 UTC
Previous filing: 04 Jan 2023
Next filing: 04 Jan 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HMST	Common Stock	Options Exercise	$0	+1,236	+1.58%	$0.000000	79,685	28 Mar 2023	Direct	F1
transaction	HMST	Common Stock	Tax liability	$-5,644	-301	-0.38%	$18.75	79,384	28 Mar 2023	Direct	F2
holding	HMST	Common Stock						3,000	28 Mar 2023	Jeanie van Amen, Mr. van Amen's spouse	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HMST	Restricted Stock Units	Options Exercise	$0	-1,236	-100%	$0.000000^*	0	28 Mar 2023	Common Stock	1,236		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F2	Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
F3	These shares are owned by the reporting person's spouse. Mr. van Amen disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F4	On March 28, 2020, the reporting person was granted 3,708 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.