CUONG V. DO - 21 Jun 2023 Form 4 Insider Report for BIOVIE INC. (BIVI)

Role
CEO & President, Director
Signature
/s/ Cuong V Do
Issuer symbol
BIVI
Transactions as of
21 Jun 2023
Transactions value $
$0
Form type
4
Filing time
26 Jun 2023, 16:06:00 UTC
Previous filing
22 Feb 2023
Next filing
03 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BIVI Common Stock Options Exercise +41.5K +18.05% 271K 21 Jun 2023 See Footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BIVI Restricted stock units Options Exercise $0 -41.5K -33.33% $0.00 83K 21 Jun 2023 Common Stock 41.5K See Footnote F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted pursuant to the Company's 2019 Omnibus Equity Incentive Plan.
F2 Securities are held in the name of Do & Rickles Investments LLC.
F3 Each restricted stock unit represents a contingent right to receive one share of the issuer's Class A common stock.
F4 The restricted stock units were granted on June 21, 2022 and vest ratably over a three-year period on each anniversary of the grant date.